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Landscape is changing for broker-dealers

By SHUSTAK REYNOLDS & PARTNERS of Shustak Reynolds & Partners, P.C. posted on Tuesday, August 30, 2011.

Traditional broker-dealer business continues to change rapidly, making it more difficult, and more expensive for the small, as well as large brokerage firms to stay competitive. The combination of technology which offers investors a less expensive way to buy and sell securities; increased, although usually ineffective regulatory oversight and a lack of confidence in brokerage advice is taking its toll.

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