Firm Overview

When you have a complex legal problem, you need smart, sophisticated, and practical lawyers on your side. Shustak Reynolds & Partners, P.C. is a specialty law firm with a national practice focused on securities and business law, financial services law, FINRA matters, and business and securities litigation and arbitration. Our offices in San Diego, Irvine, Los Angeles, San Francisco, and New York City allow us to represent clients locally and throughout the country.

For over 43 years, we have provided the highest quality, results-oriented advice, and legal representation possible while ensuring our clients receive the highest level of personal attention and service. Period. That's what we do. We live our firm motto every day: Better Lawyers. Better Results.SM

We represent financial institutions, broker-dealers, registered investment advisory firms, advisors, Brokers, hedge, private equity, and venture capital firms, corporations, and individuals. We limit our representation to a select number of cases and clients. Our clients include Fortune 500 companies, manufacturing firms, various investment partnerships and ventures, high net worth families and individuals, entrepreneurs, and investors.

Our firm and lawyers have an impressive record and received many awards and recognitions attesting to our expertise and results obtained for our clients in the securities and financial services industries. Our litigation and arbitration lawyers are true "trial lawyers", handling cases in Federal and State courts and arbitration forums across the country. We know our way around the courtroom as well as the negotiating table.

Our services include:

  • Assisting broker-dealer, investment advisory, and financial planning firms with a host of issues ranging from FINRA and SEC investigations, to transition planning, raiding and employment matters.
  • Representing broker-dealers, RIA firms, advisors, and registered representatives in "broker protocol" and unfair competition disputes and in "intra industry" disputes and disputes with public customers.
  • We have recovered hundreds of millions of dollars for defrauded investors, businesses, and others.
  • We have handled hundreds of litigation and arbitration cases in California, New York, throughout the country and abroad. Many of these cases are "bet the ranch" disputes where clients have turned to our firm to represent them in the most important disputes involving their businesses and themselves. We have helped recover hundreds of millions of dollars for our clients and successfully defended many of our corporate clients against attacks and large, potential liabilities.
  • Counseling and advising many businesses, small and large, public, and private, in matters including contracts and employment law; internal investigations; corporate governance; SEC and FINRA investigations and complaints, and many other, day to day legal issues.

Contact us today to discuss your legal situation and learn how we may be of service.

An Introduction to Our Firm - Erwin Shustak