By SHUSTAK REYNOLDS & PARTNERS of Shustak Reynolds & Partners, P.C. posted on Wednesday, September 7, 2011.
The Billitteri v. Securities America class action has been finalized. That class action resolved claims of thousands of Securities America customers who purchased private placements in Provident Royalty and Med Cap holdings. In addition to the class action litigants, approximately Read More
By SHUSTAK REYNOLDS & PARTNERS of Shustak Reynolds & Partners, P.C. posted on Saturday, September 3, 2011.
CapWest Securities, which sold tens of millions of dollars of Medcap and Provident private placements, as well as DBSI real estate deals to its clients ceased operations and filed a notice of termination with FINRA. The firm faced both class Read More
By SHUSTAK REYNOLDS & PARTNERS of Shustak Reynolds & Partners, P.C. posted on Friday, September 2, 2011.
CapWest Securities officially withdraws broker-dealer registration after losing FINRA arbitration claim: http://www.investmentnews.com/article/20110901/FREE/110909997 Read More
By SHUSTAK REYNOLDS & PARTNERS of Shustak Reynolds & Partners, P.C. posted on Thursday, September 1, 2011.
By SHUSTAK REYNOLDS & PARTNERS of Shustak Reynolds & Partners, P.C. posted on Wednesday, August 31, 2011.
As investors flock to gold, FINRA warns of gold-related Ponzi schemes: http://www.finra.org/Newsroom/NewsReleases/2011/P124214 Read More
By SHUSTAK REYNOLDS & PARTNERS of Shustak Reynolds & Partners, P.C. posted on Wednesday, August 31, 2011.
In one more, rather shocking example of how the rich get richer, a new study reveals that some of the best-paid chief executive officers in the U.S. earned more in salary and other compensation in 2010 than their companies’ federal Read More
By SHUSTAK REYNOLDS & PARTNERS of Shustak Reynolds & Partners, P.C. posted on Tuesday, August 30, 2011.
The number of investment advisers registered with the Securities and Exchange Commission has fallen for the first time in 10 years, while the assets they manage have increased sharply, according to a report released today. Read More
By SHUSTAK REYNOLDS & PARTNERS of Shustak Reynolds & Partners, P.C. posted on Tuesday, August 30, 2011.
Traditional broker-dealer business continues to change rapidly, making it more difficult, and more expensive for the small, as well as large brokerage firms to stay competitive. The combination of technology which offers investors a less expensive way to buy and Read More
By SHUSTAK REYNOLDS & PARTNERS of Shustak Reynolds & Partners, P.C. posted on Monday, August 29, 2011.
Filings are down at FINRA arbitration, reflecting a trend that losses are market driven not the result of poor advice or product failures. New case filings through July reflect a 12% decline when compared to the same period 2010. Read More
By SHUSTAK REYNOLDS & PARTNERS of Shustak Reynolds & Partners, P.C. posted on Saturday, August 27, 2011.
Large banks have manipulated Libor interest rates since 2007, claims Schwab: Read More